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Regulation Revised Information

Query range:2024/08/20~2024/09/20

Item	Date	Description	Detail
1	2024/09/13	The amendments of “Taipei Exchange Rules Governing the Trading of Emerging Stocks on the TPEx”、 “Taipei Exchange Rules Governing the Trading of Listed Open-Ended Fund on the TPEx” 、 “Taipei Exchange Rules Governing the Registration and Trading of Spot Gold” 、 “Directions for Announcements or Notices of Attention to Trading Information and Dispositions for Emerging Stocks” and relevant regulations and documents, which take effect on December 2nd 2024, however, “Taipei Exchange Rules Governing the Trading of Emerging Stocks on the TPEx” article 36 take effect on the date of promulgation.	Link
2	2024/09/09	The amendments of corporate governance guideline take effect immediately	Link
3	2024/08/29	To establish sound corporate governance systems and safeguard shareholders' rights and interests, TPEx released “Sample Template for Enhancing Corporate Value Plan” and the amended “Corporate Governance Best Practice Principles for TWSE/TPEx Listed Companies”, “Sample Template for XXX Co., Ltd. Rules of Procedure for Board of Directors Meetings” , “Sample Template for XXX Co., Ltd. Audit Committee Charter.” The corporate governance guidelines and templates take effect immediately.	Link
4	2024/08/27	TPEx has amended the “The Directions of pre-service and in-service Training of Associated Persons for the Securities Firms Operating Proprietary Trading of Security Tokens”. The document takes effect on the date of promulgation.	Link
5	2024/08/20	The amendments of “Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx” and relevant regulations and documents take effect on the date of promulgation.	Link

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